Matthew P. Kurz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Paul Kurz, who also goes by Matt Kurz, Matthew Kurz, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2003. Matthew had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2013 - September 26, 2013
T3 TRADING GROUP, LLC
September 28, 2011 - March 28, 2013
T3 TRADING GROUP, LLC
January 3, 2011 - July 26, 2011
CHASE INVESTMENT SERVICES CORP.
January 8, 2010 - April 6, 2010
MADISON PROPRIETARY TRADING GROUP, LLC
April 5, 2007 - January 6, 2010
FIRST NEW YORK SECURITIES L.L.C.
June 27, 2006 - March 12, 2007
EQUITEX SECURITIES, LLC
October 23, 2003 - June 30, 2006
MEK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 4/22/2004
NYSE Trading Assistant ExaminationCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
