Michael B. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brandon Mccormick, who also goes by M Brandon Mccormick, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2007 - October 29, 2007
SECU BROKERAGE SERVICES
October 29, 2007 - October 21, 2013
CREDIT UNION INVESTMENT SERVICES
November 15, 2006 - October 21, 2013
SECU BROKERAGE SERVICES
June 25, 2004 - April 21, 2006
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECU BROKERAGE SERVICES
CRD#: 19899 / SEC#: , 8-37927
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT UNION INVESTMENT SERVICES | OWNER | 144871 |
| APPLEQUIST, JAMMISON ANDREW | DIRECTOR | 4790400 |
| BRADY, LEIGH WALSTON | DIRECTOR | 6258342 |
| CARTER, TENESHA THOMPSON | PRESIDENT/CEO | 5200270 |
| CHALK, GRAHAM LEE | DIRECTOR | 7740745 |
| HAMILTON, MATTHEW ALLEN | COO | 4566788 |
| HAMRICK, JENNIFER BRYAN | DIRECTOR | |
| JENKINS, LESLIE ANNA | DIRECTOR | 8168266 |
| SIMMS, PETER BOYETTE | CCO | 6377097 |
| SPIVEY, REX ALAN | CFO | 6675458 |
| WADDELL, STACEY JUNE | DIRECTOR | 5526230 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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