James Bode

BECK BODE LLC

DEDHAM, MA 02026

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CRD#: 4723885

Professional summary

James Bode, who also goes by James A Bode, James Allen Bode, is a registered financial advisor currently at BECK BODE LLC located in Dedham, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James A Bode | James Allen Bode

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Beck Bode Wealth Management, LLC is a part owner of Boston Retirement Advisors, LLC ("BRA"), a registered investment adviser. Clients of Beck Bode Wealth Management, LLC are generally not referred to BRA for advisory services, nor are clients of BRA normally referred to Beck Bode Wealth Management, LLC. However, there may be rare occasions where clients of one entity are referred to the other if the services of the other entity appear to better serve the client's, or prospective client's, needs. In such case no referral fees are paid by either entity but Beck Bode Wealth Management, LLC, would have a financial interest in the person becoming a client of the other entity. Consequently, a conflict of interest exists when such a referral is made.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bode's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2016 - Present

BECK BODE LLC

Office #1: 858 Washington Street Suite 100, Dedham, MA 02026

RIA

CRD#: 282611

DEDHAM, MA

Past

December 28, 2015 - September 25, 2018

BOSTON RETIREMENT ADVISORS,LLC

RIA

CRD#: 116572

Woburn, MA

Past

February 20, 2013 - January 4, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

DEDHAM, MA

Past

February 20, 2013 - April 22, 2015

LPL FINANCIAL LLC

CRD#: 6413

DEDHAM, MA

Past

January 11, 2010 - February 21, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

December 14, 2009 - February 21, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

November 11, 2008 - December 3, 2009

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

November 7, 2006 - November 5, 2008

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

May 30, 2006 - November 15, 2006

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

October 31, 2003 - May 18, 2006

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/27/2016)

IAR

Texas
(9/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BECK BODE LLC

CRD#: 282611 / SEC#: 801-107188

RIA

Registered Investment Advisory firm - (1/27/2016 Approved)

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Contact information

Main Address

858 Washington Street Suite 100, Dedham, MA 02026

Mailing Address

Phone number

(617) 209-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BECK BODE LLC PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,544
AUM (Assets Under Management)	$ 615,926,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James Bode

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Bode's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOSTON RETIREMENT ADVISORS,LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TRANSAMERICA CAPITAL, LLC

GUARDIAN INVESTOR SERVICES LLC

LPL FINANCIAL LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

BECK BODE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2009

Series 63

Date: 11/17/2003

SIE

Date: 4/22/2015

Series 7

Date: 9/20/2004

Series 6

Date: 10/30/2003

Current Firm

BECK BODE LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BECK BODE LLC

TRUST BUT VERIFY

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