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JB

Jean R. Borgella

I-BANKERS SECURITIES
Boca Raton, FL 33432
Some features on this profile are disabled
CRD#: 4723837
JB

Professional summary

Jean Richard Borgella is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Boca Raton, Florida.

Jean is registered as a RR (Registered Representative) and started their career in finance in 2003. Jean has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jean Richard Borgella's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2024 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432Office #2: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
BD
CRD#: 41352
Boca Raton, FL
Past

January 13, 2020 - June 11, 2024

I-BANKERS DIRECT, LLC

BD
CRD#: 167533
Boca Raton, FL
Past

July 22, 2010 - January 15, 2020

GARDEN STATE SECURITIES, INC.

BD
CRD#: 10083
WELLINGTON, FL
Past

September 18, 2009 - July 22, 2010

IAA FINANCIAL LLC

BD
CRD#: 6578
BOCA RATON, FL
Past

January 23, 2009 - October 2, 2009

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
BOCA RATON, FL
Past

July 11, 2008 - January 30, 2009

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
PALM BEACH GARDENS, FL
Past

February 24, 2006 - May 19, 2008

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
LONGWOOD, FL
Past

January 9, 2006 - February 21, 2006

THE CONCORD EQUITY GROUP, LLC

BD
CRD#: 14569
GARDEN CITY, NY
Past

May 10, 2005 - December 31, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

June 30, 2004 - May 17, 2005

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

January 2, 2004 - June 28, 2004

S.W. BACH & COMPANY

BD
CRD#: 43522
PORT WASHINGTON, NY
Past

November 13, 2003 - January 29, 2004

HARRISON SECURITIES, INC.

BD
CRD#: 14103
PORT WASHINGTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/13/2024)
RR
California
(2/13/2024)
RR
Colorado
(2/13/2024)
RR
Florida
(1/22/2024)
RR
Illinois
(2/13/2024)
RR
Indiana
(2/13/2024)
RR
Iowa
(7/18/2024)
RR
Kentucky
(2/5/2025)
RR
Maine
(8/2/2024)
RR
Maryland
(2/13/2024)
RR
Missouri
(9/3/2024)
RR
New Hampshire
(2/13/2024)
RR
New Jersey
(2/13/2024)
RR
New York
(2/13/2024)
RR
North Carolina
(6/21/2024)
RR
Ohio
(2/13/2024)
RR
Pennsylvania
(7/30/2024)
RR
South Carolina
(2/13/2024)
RR
Tennessee
(2/13/2024)
RR
Texas
(2/13/2024)
RR
Utah
(8/23/2024)
RR
Virginia
(7/18/2024)
RR
West Virginia
(1/2/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/12/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

IS
I-BANKERS SECURITIES, INC.
I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Mailing Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Phone number
(817) 980-9034
Established
Texas since 06/06/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCCRORY, JAMES MICHAELBOARD CHAIRMAN/OWNER2366988
LEONARD, SHELLEY KAYOWNER2401474
FLORIANI, PAOLO ERMENEGILDOSHAREHOLDER2760686
LEVIN, ALAN BRUCECFO3073530
MCCLOSKEY, MATTHEW JOSEPHPRESIDENT/CEO3035438
THAYER, LARRY DANIEL JRCHIEF COMPLIANCE OFFICER4598879

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

I-BANKERS SECURITIES, INC.

CRD#: 41352Boca Raton, FL 33432

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