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Mainuddin Hoque

CRD# 4723772·Registered 2004 - 2026
Previously Registered: Being a previously registered professional could mean that Mainuddin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mainuddin Hoque, who also goes by Manu Hoque, was a registered financial advisor. Mainuddin was a previously registered financial professional and started their career in finance 2004 - 2026. Mainuddin had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Manu Hoque

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

PINNACLE TREASURY INVESTMENTS, LLC·CRD# 305076
RIA
Austin, TX
October 3, 2019 - June 29, 2026
CUTWATER ASSET MANAGEMENT·CRD# 37214
BD
New York, NY
September 11, 2006 - September 23, 2013
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
February 19, 2004 - February 1, 2006

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Current Firm

PT
PINNACLE TREASURY INVESTMENTS, LLC

PINNACLE TREASURY INVESTMENTS, LLC

CRD#: 305076
Connecticut
Registered Investment Advisory firm - Connecticut (5/20/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/29/2026 Termination Requested)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Austin, TX

Phone Number

(512) 387-4365

# of Employees

5

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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