Mitchell A. Greenwald
Professional summary
Mitchell Aaron Greenwald, who also goes by Mitch Greenwald, is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2003. Mitchell has worked at 8 firms and has passed the Series 7TO, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Aaron Greenwald's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2022 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606November 13, 2013 - May 18, 2016
ANDRIE TRADING LLC
September 4, 2012 - March 18, 2013
RONIN CAPITAL, LLC
January 4, 2012 - May 29, 2012
TIBRA TRADING AMERICA LLC
March 7, 2011 - December 19, 2011
PEAK6 CAPITAL MANAGEMENT LLC
June 4, 2007 - October 9, 2007
FIRST NEW YORK SECURITIES L.L.C.
June 9, 2005 - June 27, 2007
DC TRADING PARTNERS L.L.C.
October 21, 2003 - April 25, 2006
CTC, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/17/2022
General Securities Representative ExaminationFINRA
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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