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WG

Walter C. Greenblatt

WALTER GREENBLATT & ASSOCIATES
Brooklyn, NY
Some features on this profile are disabled
CRD#: 4723413
WG

Professional summary


Walter C. Greenblatt, who also goes by Walter Greenblatt, is a registered financial professional currently at WALTER GREENBLATT & ASSOCIATES, LLC located in Brooklyn, New York.

Walter is registered as a RR (Registered Representative) and started their career in finance in 2004. Walter has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Walter Greenblatt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Walter C. Greenblatt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 13, 2004 - Present

WALTER GREENBLATT & ASSOCIATES, LLC

Office #2: 325 St. Marks Avenue, Brooklyn, NY 11238
BD
CRD#: 129291
Brooklyn, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/7/2004)
RR
Connecticut
(11/8/2005)
RR
Delaware
(3/25/2022)
RR
District of Columbia
(2/18/2022)
RR
Florida
(6/5/2007)
RR
Georgia
(10/20/2010)
RR
Illinois
(3/19/2025)
RR
Indiana
(3/3/2022)
RR
Maine
(8/30/2013)
RR
Maryland
(8/14/2007)
RR
Massachusetts
(5/7/2004)
RR
Nevada
(2/25/2022)
RR
New Jersey
(4/22/2004)
RR
New York
(5/7/2004)
RR
North Carolina
(5/10/2004)
RR
Pennsylvania
(8/6/2004)
RR
Texas
(1/18/2019)
RR
Virginia
(2/18/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 5/6/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WG
WALTER GREENBLATT & ASSOCIATES, LLC
WALTER GREENBLATT & ASSOCIATES, LLC

CRD#: 129291 / SEC#: , 8-66211

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
325 St. Marks Avenue, Brooklyn, NY 11238
Mailing Address
325 St. Marks Avenue, Brooklyn, NY 11238
Phone number
(609) 497-1282
Established
Delaware since 10/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GREENBLATT, WALTERMANAGING DIRECTOR, EXECUTIVE REPRESENTATIVE, HOME OFFICE SUPERVISOR, CCO4723413
BRANT, DAVID ROBERTFINOP, PFO, POO2718478

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALTER GREENBLATT & ASSOCIATES, LLC

CRD#: 129291Brooklyn, NY

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