William Keys Woodruff Iii
Professional Summary
William Keys Woodruff III, who also goes by William Keys Woodruff, William Keys III Woodruff, was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 1969 - 2024. William had worked at 11 firms and has passed the Series 63, Series 65, Series 99TO, Series 7TO, Series 79TO, Series 79, Series 1, Series 14, Series 24, Series 27 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
William Keys Woodruff, William Keys Iii Woodruff
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
57 years in the financial services industry
Current & Past Employments
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Current Firm
WILLIAM K. WOODRUFF & CO., LLC | WKW 5G STRATEGY, LLC
Contact Information
Established
Texas since 06/02/2017Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jul 2020About the Series 79TO examSeries 79 — Investment Banking Registered Representative Examination
Passed Oct 2010About the Series 79 examSeries 1 — Registered Representative Examination
Passed Aug 1969Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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