John S. Gilchrist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Scott Gilchrist was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 82, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2022 - February 6, 2023
FINALIS SECURITIES LLC
July 30, 2013 - January 21, 2022
GROWTH CAPITAL SERVICES, INC.
April 30, 2008 - August 19, 2013
VALTUS CAPITAL GROUP, LLC
March 31, 2004 - December 11, 2008
SILVER PACIFIC ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 3/29/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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