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JR

John E. Roncevich

ICBC STANDARD SECURITIES
New York, NY 10022
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CRD#: 4723228
JR

Professional summary


John Emil Roncevich JR, who also goes by John Emil Roncevich, John Roncevich, is a registered financial professional currently at ICBC STANDARD SECURITIES INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2019. John has worked at 1 firm and has passed the Series 7TO, SIE, Series 32 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Emil Roncevich | John Roncevich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Emil Roncevich JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 13, 2019 - Present

ICBC STANDARD SECURITIES INC.

Office #1: 520 Madison Avenue 28th Floor, New York, NY, 10022Office #2: 1185 Avenue Of The Americas Suite 1505, New York, NY 10036
BD
CRD#: 35560
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 5/10/2019
General Securities Representative Examination
General Industry/Product Exam
RR
Series 32
Date: 5/4/2004
Limited Futures Exam-Regulation
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


IS
ICBC STANDARD SECURITIES INC.
ICBC STANDARD SECURITIES INC. | STANDARD NEW YORK, INC | STANDARD NEW YORK SECURITIES, INC.

CRD#: 35560 / SEC#: , 8-46816

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1185 Avenue Of The Americas Suite 1505, New York, NY 10036
Mailing Address
1185 Avenue Of The Americas Suite 1505, New York, NY 10036
Phone number
(212) 407-5000
Established
Delaware since 11/03/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ICBC STANDARD NY HOLDINGS INC.HOLDING COMPANY
GAO, WENYUEDIRECTOR7813696
HURD, JONATHAN SCOTTFINOP/PPO/PFO4159864
LICONTE, SABEENACHIEF COMPLIANCE OFFICER5729418
RONCEVICH, JOHN EMIL JRDIRECTOR4723228
RONCEVICH, JOHN EMIL JRCEO4723228

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICBC STANDARD SECURITIES INC.

CRD#: 35560New York, NY 10022

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