Mary M. Biegel

BALLINA CAPITAL

ALEXANDRIA, VA

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CRD#: 4723208

Professional summary

Mary Morris Biegel, who also goes by Mary Morris Biegel Mrs, Mary Regina Morris, is a registered financial advisor currently at BALLINA CAPITAL, LLC located in Alexandria, Virginia.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mary has worked at 2 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Mary Morris Biegel Mrs | Mary Regina Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Morris Biegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2026 - Present

BALLINA CAPITAL, LLC

RIA

CRD#: 289598

ALEXANDRIA, VA

Past

January 27, 2004 - May 18, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BETHESDA, MD

Past

November 19, 2003 - May 18, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLINA CAPITAL, LLC

CRD#: 289598 / SEC#: 801-130354

RIA

Registered Investment Advisory firm - (5/29/2024 Approved)

California

Registered Investment Advisory firm - (7/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/18/2003

General Securities Representative Examination

Current Firm

BALLINA CAPITAL, LLC

CRD#: 289598 / SEC#: 801-130354

RIA

Registered Investment Advisory firm - (5/29/2024 Approved)

California

Registered Investment Advisory firm - (7/26/2024 Terminated)

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Contact information

Main Address

El Segundo, CA

Mailing Address

Phone number

(424) 835-2744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 329,428,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary M. Biegel

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Morris Biegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALLINA CAPITAL, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BALLINA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2004

Series 7

Date: 11/18/2003

Current Firm

BALLINA CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLINA CAPITAL, LLC

TRUST BUT VERIFY

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