Mousumi Mukherjee

WEALTHSTAR ADVISORS

Plano, TX 75023

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CRD#: 4723021

Professional summary

Mousumi Mukherjee, who also goes by Moushumi Mukherjee, is a registered financial advisor currently at WEALTHSTAR ADVISORS, LLC located in Plano, Texas.

Mousumi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mousumi has worked at 11 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Moushumi Mukherjee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/22/2012 - WEALTHSTAR FINANCIAL/ DBA ONLY/ 98%/ PLANO, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mousumi Mukherjee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2013 - Present

WEALTHSTAR ADVISORS, LLC

Office #1: 305b W Spring Creek Parkway Suite 400, Plano, TX 75023

RIA

CRD#: 164957

Plano, TX

Past

August 24, 2012 - January 3, 2014

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

PLANO, TX

Past

August 22, 2012 - May 6, 2013

LPL FINANCIAL LLC

CRD#: 6413

PLANO, TX

Past

September 21, 2011 - September 21, 2011

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

PLANO, TX

Past

September 21, 2011 - August 23, 2012

WORLD EQUITY GROUP, INC.

CRD#: 29087

PLANO, TX

Past

May 4, 2011 - July 20, 2012

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

RIA

CRD#: 155820

PLANO, TX

Past

April 13, 2011 - May 4, 2011

BEST DIRECT SECURITIES, LLC

CRD#: 146053

PLANO, TX

Past

January 1, 2011 - May 4, 2011

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

CHICAGO, IL

Past

November 5, 2010 - December 31, 2010

CONCORDIUS CAPITAL ADVISORS

RIA

CRD#: 142852

PLANO, TX

Past

September 25, 2009 - November 5, 2010

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

September 25, 2009 - November 5, 2010

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

PLANO, TX

Past

May 17, 2004 - October 1, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

May 17, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 17, 2004 - October 1, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Past

January 9, 2004 - March 5, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHARDSON, TX

Past

January 1, 2004 - March 5, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 1, 2004 - March 5, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHSTAR ADVISORS, LLC

PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA

Registered Investment Advisory firm - (2/3/2014 Approved)

Kansas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/26/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/2003

General Securities Representative Examination

Current Firm

WEALTHSTAR ADVISORS, LLC

PROSPERITY RETIREMENT GROUP | WEALTHSTAR ADVISORS, LLC | RCS-CFP

CRD#: 164957 / SEC#: 801-79121

RIA

Registered Investment Advisory firm - (2/3/2014 Approved)

Kansas

Registered Investment Advisory firm - (2/4/2014 Terminated)

Texas

Registered Investment Advisory firm - (2/4/2014 Terminated)

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Contact information

Main Address

305b W Spring Creek Parkway Suite 400, Plano, TX 75023

Mailing Address

Phone number

(972) 372-2935

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHSTAR ADVISORS_COMBINED ADV PART 2A/WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,571
AUM (Assets Under Management)	$ 791,461,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mousumi Mukherjee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mousumi Mukherjee's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

PEREGRINE DIVERSIFIED INVESTMENT SERVICES CORP.

BEST DIRECT SECURITIES, LLC

CONCORDIUS CAPITAL ADVISORS

CONCORDIUS CAPITAL ADVISORS

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEALTHSTAR ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2004

Series 7

Date: 12/22/2003

Current Firm

WEALTHSTAR ADVISORS, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHSTAR ADVISORS, LLC

TRUST BUT VERIFY

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