IP
Ioannis T. Papatherapontos
J.PAPPAS INVESTMENTS
Little Falls, NJ 07424
Some features on this profile are disabled
CRD#: 4722750
IP
Professional summary
Ioannis T Papatherapontos, who also goes by John Papas, Ioannis T. Papatherapontos, Ioannis Papatherapontos, John Pappas, is a registered financial advisor currently at J.PAPPAS INVESTMENTS located in Little Falls, New Jersey.
Ioannis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ioannis has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Papas | Ioannis T. Papatherapontos | Ioannis Papatherapontos | John Pappas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A. (1) PAPPAS FINANCIAL GROUP LLC D/B/A J.Pappas Payments, J.Pappas Energy; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in Merchant Services and Energy Brokerage. Merchant services includes Credit Card Processing and sale of Equipment and POS systems, J.Pappas Payments is a registered (ISO) individual sales Organization of Wells Fargo Bank, N.A. Concord CA. Please note that all credit card processing is done through First Data and TSYS. Company is also active in Energy Brokerage primarily for small business owners providing third party supply for Electricity and Gas; (5) My position with the company is CEO and I am active in sales and business development. Pappas Financial Group LLC. is affiliated with J.Pappas LLC; (6) The start date of your relationship: 7/27/2011; (7) 25 Hours Per month; (8) I am devoting about one hour during securities hours; (9) My primary duty is sales and referral of clients to our back office for quoting, support and deployment of any services request. Our office has dedicated staff for support and deployment and my role is primarily sales and training of employees. -- B. (1) First Financial Consultants LLC D/B/A/ J.PAPPAS INSURANCE AGENCY; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in Insurance services providing Property & Casualty and Life and Health insurance primarily to small business owners in New Jersey, New York and Pennsylvania; (5) My positions with the company is CEO and I am active in sales and business development. First Financial Consultants LLC is affiliated with J.Pappas LLC; (6) 01/01/2009; (7) 30 Hours Per month; (8) I am devoting about one hour during securities hours and usually for meeting with staff; (9) My duties is primarily sales and business development. Our office has dedicated staff for support, quoting, insurance renewals and day to day operations. Please note my role is primarily sales and training of new employees. -- C. (1) J.PAPPAS REALTY LLC D/B/A J.PAPPAS REALTY; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) Company is active in real estate and owns the current location that J.Pappas Investments operates; (5) My positions with the company is CEO. I do not have any active role. J.Pappas Realty is affiliated with J.Pappas LLC; (6) The start date of your relationship: 02/26/2015; (7) 0 Hours Per month; (8) I am not devoting any time during securities hours as this is a real estate investment and our company is the only tenants; (9) I have no duties in the company as the administration, taxes, etc. is handled by J.Pappas LLC, and our accounting department. -- D. (1) J.PAPPAS LLC; (2) Not Investment Related; (3) 208 Newark Pompton Tpke Little Falls NJ 07424; (4) J.Pappas is a Holdings company. J.Pappas main activity is providing tax, administration and marketing support for all affiliated companies; (5) My positions with the company is owner; (6) 02/26/2015; (7) 10 Hours per month; (8) I am devoting a half hour during securities trading hours; (9) My role as the CEO of the company and primarily I am overseeing the Marketing activities of the company.
CRS (Client Relationship Summary) - RIA
Click below to view Ioannis T Papatherapontos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2019 - Present
J.PAPPAS INVESTMENTS
Office #1: 208 Newark Pompton Pke, Little Falls, NJ 07424RIA
CRD#: 299387
Little Falls, NJ
Past
January 2, 2009 - January 31, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
LITTLE FALLS, NJ
Past
January 2, 2009 - January 31, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
LITTLE FALLS, NJ
Past
April 2, 2007 - January 9, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
FAIRFIELD, NJ
Past
April 2, 2007 - January 9, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
FAIRFIELD, NJ
Past
January 13, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
FAIRFIELD, NJ
Past
January 13, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
FAIRFIELD, NJ
Past
November 19, 2003 - November 3, 2004
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(2/15/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
JI
J.PAPPAS INVESTMENTS
J PAPPAS INVESTMENTS | PAPPAS WEALTH MANAGEMENT, LLC | J.PAPPAS INVESTMENTS
CRD#: 299387 / SEC#:
New Jersey
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Contact information
Main Address
North Caldwell, NJ
Mailing Address
Phone number
973-429-0725 X 1
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 4,430,605 |
Red Flags
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