Richard P. Dougall

ENCOMPASS FINANCIAL PLANNING

West Linn, OR 97068

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CRD#: 4722254

Professional summary

Richard Perris Dougall, CFP® is a registered financial advisor currently at ENCOMPASS FINANCIAL PLANNING located in West Linn, Oregon.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Perris Dougall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 6, 2017 - Present

ENCOMPASS FINANCIAL PLANNING

Office #1: 1800 Blankenship Rd Suite #200, West Linn, OR 97068

RIA

CRD#: 287472

West Linn, OR

Past

June 14, 2012 - May 2, 2017

NORTHWEST WEALTH ADVISORS, LLC

RIA

CRD#: 155579

WEST LINN, OR

Past

September 27, 2010 - June 11, 2012

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

LAS VEGAS, NV

Past

September 27, 2010 - June 11, 2012

WORLD EQUITY GROUP, INC.

CRD#: 29087

LAS VEGAS, NV

Past

April 23, 2010 - April 23, 2010

OSAIC FS, INC.

RIA

CRD#: 3870

LAS VEGAS, NV

Past

April 23, 2010 - October 5, 2010

OSAIC FS, INC.

CRD#: 3870

LAS VEGAS, NV

Past

April 13, 2010 - June 12, 2012

WEALTH PLANNING AND MANAGEMENT

RIA

CRD#: 147087

LAS VEGAS, NV

Past

February 20, 2008 - April 9, 2010

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

HENDERSON, NV

Past

July 25, 2007 - April 9, 2010

INSPHERE SECURITIES, INC.

CRD#: 136433

HENDERSON, NV

Past

June 28, 2007 - August 9, 2007

EQUITY SERVICES, INC.

CRD#: 265

HENDERSON, NV

Past

April 6, 2004 - June 22, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(8/17/2017)

IAR

Oregon
(2/14/2019)

IAR

Washington
(5/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/26/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ENCOMPASS FINANCIAL PLANNING

ENCOMPASS FINANCIAL PLANNING | ENCOMPASS FINANCIAL PLANNING, INC.

CRD#: 287472 / SEC#:

Nevada

Registered Investment Advisory firm - (8/17/2017 Approved)

Oregon

Registered Investment Advisory firm - (4/6/2017 Approved)

Texas

Registered Investment Advisory firm - (8/11/2025 Terminated)

Washington

Registered Investment Advisory firm - (5/9/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1800 Blankenship Rd Suite #200, West Linn, OR 97068

Mailing Address

Phone number

(503) 914-4494

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	160
AUM (Assets Under Management)	$ 26,461,863

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard P. Dougall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Perris Dougall's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST WEALTH ADVISORS, LLC

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

OSAIC FS, INC.

OSAIC FS, INC.

WEALTH PLANNING AND MANAGEMENT

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

EQUITY SERVICES, INC.

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2008

Series 63

Date: 3/17/2004

Series 7

Date: 7/26/2010

Series 6

Date: 4/5/2004

Current Firm

ENCOMPASS FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS FINANCIAL PLANNING

TRUST BUT VERIFY

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