Sandra C. Coburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Crowder Coburn, CFP®, who also goes by Sandra Crowder Carignan, Sandra Ladale Crowder, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2003. Sandra had worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2007 - November 10, 2021
CREDIT UNION INVESTMENT SERVICES
July 9, 2007 - October 4, 2007
SECU BROKERAGE SERVICES
November 9, 2006 - November 10, 2021
SECU BROKERAGE SERVICES
November 7, 2003 - April 20, 2006
SECU BROKERAGE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/18/2022
General Securities Representative ExaminationSeries 6TO
Date: 11/18/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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