Keith W. Kohout

VAULTIS PRIVATE WEALTH LTD

Cincinnati, OH

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CRD#: 4722078

Professional summary

Keith W Kohout is a registered financial advisor currently at VAULTIS PRIVATE WEALTH LTD located in Cincinnati, Ohio.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Keith has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HANGAR 26, LLC, OWNER 100%. NON INVESTMENT RELATED. AIRCRAFT MANAGEMENT AND OPERATION. BEECH HERITAGE MUSEUM, BOARD MEMBER. NON INVESTMENT RELATED. NO INCOME EARNED. VAULTIS PRIVATE WEALTH IS THE LLC FOR PERSONAL FINANCIAL PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith W Kohout's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2017 - Present

VAULTIS PRIVATE WEALTH LTD

RIA

CRD#: 288118

Cincinnati, OH

Past

April 22, 2014 - May 11, 2017

SPC

RIA

CRD#: 110692

CINCINNATI, OH

Past

April 21, 2014 - May 11, 2017

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Cincinnati, OH

Past

July 12, 2010 - January 4, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BLUE ASH, OH

Past

July 9, 2010 - January 4, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BLUE ASH, OH

Past

November 20, 2006 - July 16, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

November 17, 2006 - July 16, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

January 5, 2004 - November 20, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

EDGEWOOD, KY

Past

December 5, 2003 - November 20, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

EDGEWOOD, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/4/2003

General Securities Representative Examination

Current Firm

VAULTIS PRIVATE WEALTH LTD

CRD#: 288118 / SEC#:

Ohio

Registered Investment Advisory firm - (5/11/2017 Approved)

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Contact information

Main Address

Cincinnati, OH

Mailing Address

Phone number

(513) 505-2496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 45,316,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith W. Kohout

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith W Kohout's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPC

SIGMA FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2004

SIE

Date: 5/11/2017

Series 31

Date: 4/2/2004

Series 7

Date: 12/4/2003

Current Firm

VAULTIS PRIVATE WEALTH LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VAULTIS PRIVATE WEALTH LTD

TRUST BUT VERIFY

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