BB
Ben H. Boyd
SYMPHONY FINANCIAL, LTD. CO.
Fort Worth, TX
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CRD#: 4722020
BB
Professional summary
Ben Harold Boyd III, CFP®, who also goes by Ben Harold Boyd, Tad Boyd, is a registered financial advisor currently at SYMPHONY FINANCIAL, LTD. CO. located in Fort Worth, Texas and LPL FINANCIAL LLC located in Ft Worth, Texas.
Ben is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ben has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ben Harold Boyd | Tad Boyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-12/2024 / Everyday Armor LLC / Business Owner / Non Inv Rltd / 5 hrs mnth / start 12/17/2017 3860 Drexmore Rd. Ft Worth TX 76244. Packing and shipping orders. 2-12/2024 / SYMPHONY FINANCIAL, LTD. CO. / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 12/07/2024 3860 Drexmore Rd. Ft Worth TX 76244. Wealth Advisory 3. 12/18/2024 - Symphony Financial Limited Co - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 01/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading. I provide investment advisory services through Symphony Financial Limited Co, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Ben Harold Boyd III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 10, 2024 - Present
SYMPHONY FINANCIAL, LTD. CO.
RIA
CRD#: 171816
Fort Worth, TX
Current
December 13, 2024 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
FT WORTH, TX
Past
April 10, 2023 - December 10, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SOUTHLAKE, TX
Past
April 10, 2023 - December 10, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SOUTHLAKE, TX
Past
August 29, 2016 - April 14, 2023
SCHWAB WEALTH ADVISORY, INC.
RIA
CRD#: 159035
Westlake, TX
Past
August 29, 2016 - April 14, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Westlake, TX
Past
January 20, 2006 - August 18, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
October 6, 2004 - August 16, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
December 12, 2003 - September 21, 2004
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/13/2024)
RR
Colorado(12/13/2024)
RR
Florida(12/13/2024)
RR
Ohio(3/17/2025)
IAR
Texas(12/10/2024)
RR
Texas(12/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
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Contact information
Main Address
4295 San Felipe Suite 300, Houston, TX 77027
Mailing Address
Phone number
(281) 272-6800
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,324 |
| AUM (Assets Under Management) | $ 1,093,185,695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
