Erin K. Megan

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CRD#: 4721961

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Erin Kathleen Megan, who also goes by Erin Kathleen Megan, Erin Megan, was a registered financial professional .

Erin is a previously registered financial professional and started their career in finance in 2003. Erin had worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Erin Kathleen Megan | Erin Megan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2015 - July 25, 2017

AVIANCE CAPITAL PARTNERS LLC

RIA

CRD#: 146597

NAPLES, FL

Past

January 26, 2007 - August 7, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 17, 2005 - October 26, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

GREENWICH, CT

Past

June 15, 2005 - October 26, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

GREENWICH, CT

Past

March 26, 2004 - December 9, 2004

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Past

December 12, 2003 - February 3, 2004

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIANCE CAPITAL PARTNERS LLC

CRD#: 146597 / SEC#: 801-68979

RIA

Registered Investment Advisory firm - (3/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/20/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2003

General Securities Representative Examination

Current Firm

AVIANCE CAPITAL PARTNERS LLC

CRD#: 146597 / SEC#: 801-68979

RIA

Registered Investment Advisory firm - (3/25/2008 Approved)

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Contact information

Main Address

2180 Immokalee Road, #301, Naples, FL 34110-1407

Mailing Address

Phone number

(239) 598-4747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	968
AUM (Assets Under Management)	$ 971,012,034

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/24/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erin K. Megan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AVIANCE CAPITAL PARTNERS LLC

J.P. MORGAN SECURITIES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BROWNCO, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

AVIANCE CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2015

Series 66

Date: 4/20/2004

Series 7

Date: 12/11/2003

Current Firm

AVIANCE CAPITAL PARTNERS LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVIANCE CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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