Christopher G. Ragain

SENTINEL WEALTH

BONITA SPRINGS, FL 34134

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CRD#: 4721922

Professional summary

Christopher Guy Ragain is a registered financial advisor currently at SENTINEL WEALTH INC located in Bonita Springs, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christopher has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tax Planner Pro LLC - Non-Investment-Related - 3301 Bonita Beach Road, Suite 312, Bonita Springs, FL 34134 - Tax Projection Software Application - Owner - President - 05/2015 - 10 Hours per Month - .5 Hours per Month During Security Trading Hours - Own and operate tax and accounting services 2) Sentinel Tax Inc. - Non-Investment-Related - 3301 Bonita Beach Road, Suite 312, Bonita Springs, FL 34134 - Tax Return Preparation, Bookkeeping, and Accounting Services - Owner - President - 01/2018 - 40 Hours per Month - 2 Hours per Month During Security Trading Hours - Own and operate tax and accounting services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guy Ragain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2004 - Present

SENTINEL WEALTH INC

Office #1: 3301 Bonita Beach Road Suite 312, Bonita Springs, FL 34134

RIA

CRD#: 122923

BONITA SPRINGS, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/23/2009)

IAR

Missouri
(3/25/2021)

IAR

Texas
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2003

Uniform Investment Adviser Law Examination

Current Firm

SENTINEL WEALTH INC

CRD#: 122923 / SEC#:

Florida

Registered Investment Advisory firm - (12/23/2009 Approved)

Illinois

Registered Investment Advisory firm - (12/31/2015 Terminated)

Missouri

Registered Investment Advisory firm - (3/3/2021 Approved)

Texas

Registered Investment Advisory firm - (3/19/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3301 Bonita Beach Road Suite 312, Bonita Springs, FL 34134

Mailing Address

Phone number

(239) 948-0314

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 32,190,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher G. Ragain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Guy Ragain's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENTINEL WEALTH INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2003

Current Firm

SENTINEL WEALTH INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SENTINEL WEALTH INC

TRUST BUT VERIFY

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