Craig G. Davis

HARBORVIEW ASSET MANAGEMENT LLC

GIG HARBOR, WA 98335

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CRD#: 4721777

Professional summary

Craig Gerald Davis is a registered financial advisor currently at HARBORVIEW ASSET MANAGEMENT LLC located in Gig Harbor, Washington.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Craig has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Gerald Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

HARBORVIEW ASSET MANAGEMENT LLC

Office #1: 7201 Pioneer Way Ste B202, Gig Harbor, WA 98335

RIA

CRD#: 332767

GIG HARBOR, WA

Past

July 21, 2020 - December 16, 2024

DRIVE WEALTH ADVISERS

RIA

CRD#: 174728

Gig Harbor, WA

Past

October 16, 2012 - May 18, 2020

FINANCIAL INSIGHTS WEALTH MANAGEMENT

RIA

CRD#: 108797

TACOMA, WA

Past

January 5, 2007 - February 27, 2007

DAVIS DISTRIBUTORS, LLC

CRD#: 7975

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBORVIEW ASSET MANAGEMENT LLC

CRD#: 332767 / SEC#: 801-131191

RIA

Registered Investment Advisory firm - (9/25/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/4/2007

General Securities Representative Examination

Current Firm

HARBORVIEW ASSET MANAGEMENT LLC

CRD#: 332767 / SEC#: 801-131191

RIA

Registered Investment Advisory firm - (9/25/2024 Approved)

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Contact information

Main Address

7201 Pioneer Way Ste B202, Gig Harbor, WA 98335

Mailing Address

Phone number

(253) 432-1001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBORVIEW ASSET MANAGEMENT ADV PART 2A JAN 2025 (1/21/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 108,476,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Craig G. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Gerald Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBORVIEW ASSET MANAGEMENT LLC

DRIVE WEALTH ADVISERS

FINANCIAL INSIGHTS WEALTH MANAGEMENT

DAVIS DISTRIBUTORS, LLC

Primary Firm SEC Registration

HARBORVIEW ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2013

Series 7

Date: 1/4/2007

Current Firm

HARBORVIEW ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBORVIEW ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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