SV
Sanjay B. Varshney
GOLDENSTONE WEALTH MANAGEMENT
El Dorado Hills, CA 95762
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CRD#: 4721550
SV
Professional summary
Sanjay Balmukand Varshney is a registered financial advisor currently at GOLDENSTONE WEALTH MANAGEMENT located in El Dorado Hills, California.
Sanjay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Sanjay has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SACRAMENTO STATE; NOT INVESTMENT RELATED; SACRAMENTO, CA; COURSE; MANAGERIAL / CORPORATE FINANCE; PROFESSOR; START DATE 1/2015; 36 HRS PER MONTH; 0 HRS DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Sanjay Balmukand Varshney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2020 - Present
GOLDENSTONE WEALTH MANAGEMENT
Office #1: 5170 Golden Foothill Parkway, El Dorado Hills, CA 95762RIA
CRD#: 310041
El Dorado Hills, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GOLDENSTONE WEALTH MANAGEMENT
GOLDENSTONE WEALTH MANAGEMENT | GOLDENSTONE WEALTH MANAGEMENT, LLC
CRD#: 310041 / SEC#: 801-129031
RIA
Registered Investment Advisory firm - (11/9/2023 Approved)California
Registered Investment Advisory firm - (1/2/2024 Terminated)Texas
Registered Investment Advisory firm - (12/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/4/2020)
IAR
Texas(8/7/2020)
Exams
Current Firm
GW
GOLDENSTONE WEALTH MANAGEMENT
GOLDENSTONE WEALTH MANAGEMENT | GOLDENSTONE WEALTH MANAGEMENT, LLC
CRD#: 310041 / SEC#: 801-129031
RIA
Registered Investment Advisory firm - (11/9/2023 Approved)California
Registered Investment Advisory firm - (1/2/2024 Terminated)Texas
Registered Investment Advisory firm - (12/3/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5170 Golden Foothill Parkway, El Dorado Hills, CA 95762
Mailing Address
Phone number
(916) 799-6527
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 223 |
| AUM (Assets Under Management) | $ 188,246,000 |
Red Flags
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Company Information
GOLDENSTONE WEALTH MANAGEMENT
CRD#: 310041El Dorado Hills, CA 95762TRUST BUT VERIFY
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