Kevan K. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevan Kalvan Richardson was a registered financial professional .
Kevan is a previously registered financial professional and started their career in finance in 2004. Kevan had worked at 9 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2013 - February 28, 2014
S.G. LONG & COMPANY
September 28, 2012 - February 20, 2013
CORECAP ADVISORS
August 29, 2012 - February 4, 2013
CORECAP INVESTMENTS, LLC
September 25, 2008 - November 10, 2008
HANTZ FINANCIAL SERVICES, INC.
May 17, 2007 - April 9, 2008
FIRST HEARTLAND CAPITAL, INC.
August 30, 2006 - May 18, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 22, 2005 - January 13, 2006
BROKERSXPRESS LLC
November 30, 2004 - July 28, 2005
FIRST MIDWEST SECURITIES, INC.
September 3, 2004 - November 8, 2004
INSIGHT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
S.G. LONG & COMPANY
CRD#: 47511 / SEC#: , 8-51816
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG LONG FINANCIAL SERVICES CORPORATION | HOLDING COMPANY | |
| SEIDENSCHWARZ, ROBERT GUY ISAAC | DIRECTOR | 1011121 |
| COOPER, DIRK NATHAN | DIRECTOR | |
| COSTA, BRUCE ANTHONY | DIRECTOR | 6348002 |
| FELIX, DARLA MARIE | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 5874509 |
| KLEESE, MICHAEL F | DIRECTOR | |
| VINSO, JOSEPH DAVID | DIRECTOR | |
| WILLIAMS, SUSAN ELAINE | PRESIDENT/CEO | 2290587 |
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 35,331,635 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
