Parker J. Woods
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parker James Woods JR was a registered financial professional .
Parker is a previously registered financial professional and started their career in finance in 1970. Parker had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1985 - November 8, 1985
GREENFIELD/CAMPBELL, INC.
January 18, 1978 - July 5, 1980
PAULSON INVESTMENT COMPANY LLC
April 2, 1971 - December 26, 1977
MARQUAM CAPITAL CORPORATION
November 23, 1970 - March 22, 1971
FIRST CASCADE SECURITIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/6/1966
Registered Representative ExaminationSeries 00
Date: 11/13/1970
General Securities Principal ExaminationCurrent Firm
GREENFIELD/CAMPBELL, INC.
CRD#: 7401 / SEC#: , 8-21668
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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