Daniel N. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Nmn Rodriguez, who also goes by Dan Rodriguez, Daniel Rodriguez, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2007. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2022 - December 31, 2022
R-SQUARED CAPITAL MANAGEMENT
September 17, 2021 - November 12, 2021
ELEMENT POINTE FAMILY OFFICE
September 20, 2007 - October 10, 2014
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/27/2009
Limited Representative-Equity Trader ExamCurrent Firm
R-SQUARED CAPITAL MANAGEMENT
CRD#: 319094 / SEC#:
Contact information
Red Flags
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