Michael L. Wood

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CRD#: 472047

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Lee Wood, who also goes by Mike Wood, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1968. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Wood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INDEPENDENT AGENT; INVESTMENT RELATED; GRAND RAPIDS, MI; SELLS DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 2 TRADING AND 1 NON TRADING HOUR, START DATE - 8/1974. 2. CAPITAL ACCUMULATION PLANNING CORPORATION; INVESTMENT RELATED; GRAND RAPIDS, MI; OWNER; 1 HOUR DURING TRADING; START DATE - 03/2022 3. LEGACY PLANNING & ASSOCIATES; INVESTMENT RELATED; GRAND RAPIDS, MI; OWNER; 1 HOURS DURING TRADING; START DATE - 11/2010

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 29, 2023 - May 30, 2024

GENERATIONAL WEALTH MANAGEMENT

RIA

CRD#: 281330

ZEELAND, MI

Past

March 28, 2022 - October 13, 2023

CAPITAL ACCUMULATION PLANNING CORPORATION

RIA

CRD#: 314988

CALEDONIA, MI

Past

January 12, 2022 - November 15, 2023

LEGACY PLANNING & ASSOCIATES, INC.

RIA

CRD#: 156537

GRAND RAPIDS, MI

Past

July 17, 2013 - December 31, 2021

LEGACY PLANNING & ASSOCIATES, INC.

RIA

CRD#: 156537

GRAND RAPIDS, MI

Past

November 8, 2010 - October 18, 2013

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

GRAND RAPIDS, MI

Past

November 5, 2010 - July 5, 2018

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

GRAND RAPIDS, MI

Past

July 20, 2010 - November 11, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

GRAND RAPIDS, MI

Past

April 3, 1984 - June 11, 1984

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

July 3, 1968 - November 11, 2010

NEW ENGLAND SECURITIES

CRD#: 615

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENERATIONAL WEALTH MANAGEMENT

GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/27/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/21/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 6/24/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/2008

General Securities Principal Examination

Current Firm

GENERATIONAL WEALTH MANAGEMENT

GEN-WEALTH PARTNERS | GENERATIONAL WEALTH MANAGMENT | GENERATIONAL WEALTH MANAGEMENT | GEN-WEALTH PARTNERS, INC.

CRD#: 281330 / SEC#: 801-118828

RIA

Registered Investment Advisory firm - (6/1/2020 Approved)

Indiana

Registered Investment Advisory firm - (8/27/2020 Terminated)

Michigan

Registered Investment Advisory firm - (8/21/2020 Terminated)

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Contact information

Main Address

244 East Main Avenue, Zeeland, MI 49464

Mailing Address

Phone number

(616) 931-1270

Established

Firm type

Fiscal year end

# of Employees

111

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (4/14/2025)

Regulatory assets under management

Total Number of Accounts	1,751
AUM (Assets Under Management)	$ 299,652,790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL ACCUMULATION PLANNING CORPORATION

LEGACY PLANNING & ASSOCIATES, INC.

LEGACY PLANNING & ASSOCIATES, INC.

REGAL INVESTMENT ADVISORS LLC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

INTEGRATED RESOURCES EQUITY CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GENERATIONAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/21/2008

SIE

Date: 7/5/2018

Series 1

Date: 6/24/1968

Series 24

Date: 2/8/2008

Current Firm

GENERATIONAL WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENERATIONAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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