Thomas J. Tavenner
Professional summary
Thomas James Tavenner is a registered financial advisor currently at TAVCO FINANCIAL ADVISORY, INC located in Springfield, Ohio and THE TAVENNER COMPANY located in Springfield, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Tavenner's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2017 - Present
TAVCO FINANCIAL ADVISORY, INC
Office #1: 4910 Old Mechanicsburg Rd, Springfield, OH 45502July 9, 2013 - Present
THE TAVENNER COMPANY
Office #1: 4910 Old Mechanicsburg Rd., Springfield, OH 45502State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2024)
(1/5/2018)
(1/9/2018)
(1/8/2018)
(5/28/2014)
(1/26/2024)
(7/29/2024)
(11/28/2017)
(1/2/2018)
(12/1/2017)
(1/3/2018)
(7/10/2013)
(11/16/2017)
(12/2/2020)
(1/9/2018)
(1/22/2018)
(2/3/2021)
(6/12/2024)
Exams
FINRA
Current Firm
TAVCO FINANCIAL ADVISORY, INC
CRD#: 290084 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 3,914,269 |
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