Brian C. Wells

VERIPAX WEALTH MANAGEMENT

Folsom, CA 95630

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CRD#: 4720429

Professional summary

Brian C Wells is a registered financial advisor currently at VERIPAX WEALTH MANAGEMENT, INC. located in Folsom, California and HUB INVESTMENT PARTNERS, LLC located in Folsom, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent - Started 6/2/2025 - Licensed to sell life, fixed annuities, disability, and long-term care insurance. Time spent on this activity: approximately 5hrs/mo. 2 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C Wells's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2017 - Present

VERIPAX WEALTH MANAGEMENT, INC.

Office #1: 101 Parkshore Dr., Ste 100, Folsom, CA 95630

RIA

CRD#: 139663

Folsom, CA

Current

June 23, 2025 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 101 Parkshore Drive, Folsom, CA 95765

RIA

CRD#: 307956

Folsom, CA

Past

July 22, 2013 - February 24, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

GRANITE BAY, CA

Past

May 22, 2007 - February 24, 2017

LPL FINANCIAL LLC

CRD#: 6413

GRANITE BAY, CA

Past

November 1, 2004 - April 24, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/1/2017)

IAR

Texas
(6/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/26/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/29/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian C. Wells

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C Wells's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUB INVESTMENT PARTNERS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2013

Series 63

Date: 12/26/2005

SIE

Date: 2/24/2017

Series 7

Date: 12/15/2008

Series 6

Date: 10/29/2004

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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