Matthew E. Petrozelli

VALLEY NATIONAL ADVISERS

Bethlehem, PA 18017

Some features on this profile are disabled

CRD#: 4720275

Professional summary

Matthew E Petrozelli is a registered financial advisor currently at VALLEY NATIONAL ADVISERS INC located in Bethlehem, Pennsylvania and VALLEY NATIONAL INVESTMENTS, INC. located in Bethlehem, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMMAX REAL ESTATE LLC, 1970 VELVET TRAIL LANE, HELLERTOWN, PA 18055, REAL ESTATE HOLDING, INV RELATED, MANAGEMENT OF INVESTMENT PROPERTIES, 50% OWNER, 1-5 HRS/MONTH DURING NON-BUSINESS HOURS, ZERO HRS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew E Petrozelli's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2011 - Present

VALLEY NATIONAL ADVISERS INC

Office #1: 1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017

RIA

CRD#: 110788

Bethlehem, PA

Current

February 7, 2011 - Present

VALLEY NATIONAL INVESTMENTS, INC.

Office #1: 1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017Office #2: 1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017

CRD#: 16715

Bethlehem, PA

Past

July 27, 2009 - January 26, 2011

HSBC SECURITIES (USA) INC.

CRD#: 19585

PELHAM, NY

Past

July 23, 2009 - January 26, 2011

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

PELHAM, NY

Past

February 6, 2006 - February 21, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

STAMFORD, CT

Past

October 17, 2005 - February 21, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

STAMFORD, CT

Past

November 25, 2003 - September 22, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY NATIONAL ADVISERS INC

VALLEY NATIONAL ADVISERS INC | VALLEY NATIONAL FINANCIAL ADVISORS

CRD#: 110788 / SEC#: 801-25126

RIA

Registered Investment Advisory firm - (8/30/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(2/7/2011)

New York
(2/7/2011)

North Carolina
(6/10/2020)

Pennsylvania
(2/7/2011)

IAR

Pennsylvania
(2/7/2011)

Texas
(8/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/30/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/24/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 8/4/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VALLEY NATIONAL ADVISERS INC

VALLEY NATIONAL ADVISERS INC | VALLEY NATIONAL FINANCIAL ADVISORS

CRD#: 110788 / SEC#: 801-25126

RIA

Registered Investment Advisory firm - (8/30/1985 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1655 Valley Center Parkway Suite 100, Bethlehem, PA 18017

Mailing Address

Phone number

(610) 868-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALLEY NATIONAL ADVISERS INC. AMENDED FORM ADV, PART 2A. (3/27/2025)

Regulatory assets under management

Total Number of Accounts	5,984
AUM (Assets Under Management)	$ 1,131,857,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew E. Petrozelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew E Petrozelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY NATIONAL INVESTMENTS, INC.

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

VALLEY NATIONAL ADVISERS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/2006

Series 63

Date: 12/30/2003

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2004

Series 6

Date: 11/24/2003

Series 14

Date: 1/2/2023

Series 24

Date: 8/4/2011

FINRA

Current Firm

VALLEY NATIONAL ADVISERS INC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY NATIONAL ADVISERS INC

TRUST BUT VERIFY

Similar Advisors