Keith G. Mchenry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith G Mchenry, who also goes by Keith Glenn Mchenry, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2004. Keith had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2011 - June 28, 2012
CERITY PARTNERS OCIO LLC
February 27, 2009 - October 9, 2009
SECURITIES AMERICA ADVISORS, INC.
February 24, 2009 - October 9, 2009
SECURITIES AMERICA, INC.
January 17, 2008 - October 3, 2008
NATCITY INVESTMENTS, INC.
January 16, 2008 - October 3, 2008
NATCITY INVESTMENTS, INC.
August 7, 2007 - January 18, 2008
ESSEX NATIONAL SECURITIES, LLC
July 31, 2007 - January 18, 2008
ESSEX NATIONAL SECURITIES, LLC
September 28, 2004 - August 1, 2007
EQUITY SERVICES, INC.
September 27, 2004 - August 1, 2007
EQUITY SERVICES, INC.
March 2, 2004 - September 2, 2004
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
CERITY PARTNERS OCIO LLC
CRD#: 151916 / SEC#: 801-70888
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CERITY PARTNERS OCIO LLC
CRD#: 151916 / SEC#: 801-70888
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 50 |
| AUM (Assets Under Management) | $ 17,346,720,716 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2025 | ||
| 05/04/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
