John W. Wood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Wood, who also goes by John Wm Wood, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2010 - December 23, 2019
DATATEX INVESTMENT SERVICES INC
May 13, 2010 - December 23, 2019
K. W. CHAMBERS & CO.
September 25, 2009 - June 1, 2020
HUNTLEIGH ADVISORS, INC.
September 25, 2009 - June 1, 2020
HUNTLEIGH SECURITIES CORPORATION
November 16, 2001 - October 5, 2009
EQUITABLE ADVISORS, LLC
June 15, 2001 - October 5, 2009
EQUITABLE ADVISORS, LLC
September 15, 1994 - May 29, 2001
ARLINGTON SECURITIES, INC.
July 16, 1990 - September 12, 1994
F.J. GARBER & CO.
February 16, 1990 - July 24, 1990
MARK TWAIN BROKERAGE SERVICES, INC.
June 30, 1989 - February 20, 1990
ALVERY BARTLETT BROKERAGE CO.
June 22, 1987 - October 1, 1992
JOHN HANCOCK DISTRIBUTORS LLC
January 7, 1985 - June 26, 1989
AMERICAN CAPITAL EQUITIES, INC.
August 15, 1984 - December 28, 1984
CHARTERED PLANNING, LTD.
October 20, 1980 - September 18, 1986
EQUITABLE ADVISORS, LLC
November 23, 1973 - September 16, 1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/17/1973
Registered Representative ExaminationCurrent Firm
DATATEX INVESTMENT SERVICES INC
CRD#: 105440 / SEC#: 801-31747
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 38,985,400 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
