NJ
Ned A. Jacobson
PLANMEMBER SECURITIES
Ruston, WA
Some features on this profile are disabled
CRD#: 4719804
NJ
Professional summary
Ned Allen Jacobson, who also goes by Ned Allen Jacobson, Ned Jacobson, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Ruston, Washington.
Ned is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ned has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ned Allen Jacobson | Ned Jacobson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) United Financial NW, LLC-16577 Boones Ferry Rd., Suite 200, Lake Oswego, OR 97035; Investment related; Securities & insurance sales & svcs; Partner, Team Member; Start date 8/2023; 160 hrs/mnth & during trading. 2) N3 Financial Group-5115 N. Shirley St., Ruston, WA 98407; Noninvestment related; Entity used to capture corporate banking & tax advantages; Partner, Team Member; Start date 6/2016; 5 hrs/mnth & during trading. 3) Private Trombone Teacher dba Ned Jacobson-5115 N. Shirley St., Ruston, WA 98407; Noninvestment related; teaches private trombone lessons; Start date 4/2010; 6 hrs/mnth; 0 hrs/mnth during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ned Allen Jacobson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ned Allen Jacobson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2023 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Ruston, WA
Current
August 2, 2023 - Present
PLANMEMBER SECURITIES CORPORATION
RIA
BD
CRD#: 11869
Ruston, WA
Past
May 9, 2012 - August 2, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
University Place, WA
Past
October 10, 2011 - August 2, 2023
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
UNIVERSITY PLACE, WA
Past
December 18, 2006 - December 15, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HUNTINGTON BEACH, CA
Past
December 11, 2006 - December 15, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
HUNTINGTON BEACH, CA
Past
March 25, 2004 - April 28, 2004
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(8/2/2023)
RR
Washington(8/2/2023)
IAR
Washington(8/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
