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John P Doyle

CRD# 4719745·Registered 2003 - 2015
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John P Doyle was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2003 - 2015. John had worked at 3 firms and has passed the Series 21 and Series 25 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

DOYLE, INC.·CRD# 144141
BD
Queens, NY
July 7, 2014 - August 27, 2015
DOYLE, INC.·CRD# 144141
BD
Queens, NY
September 28, 2011 - January 8, 2014
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
January 25, 2010 - September 30, 2010
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
October 13, 2003 - January 27, 2010

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Current Firm

DI
DOYLE, INC.

DOYLE NYX INC. | DOYLE, JOHN JOSEPH | DOYLE, INC.

CRD#: 144141 / SEC#: 8-67637
BD
Terminated by SEC on 10/26/2015

Contact Information

Established

New York since 12/22/2010

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DOYLE, JOHN JOSEPHPRES/SECY/TREAS/CFO/CCO/COO1724233

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 21 — NYSE Front Line Specialist Clerk

Passed Oct 2004

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2004

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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