John P. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John P Doyle was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 3 firms and has passed the Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2014 - August 27, 2015
DOYLE, INC.
September 28, 2011 - January 8, 2014
DOYLE, INC.
January 25, 2010 - September 30, 2010
BARCLAYS CAPITAL INC.
October 13, 2003 - January 27, 2010
LABRANCHE & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 21
Date: 10/7/2004
NYSE Front Line Specialist ClerkSeries 25
Date: 3/2/2004
NYSE Trading Assistant ExaminationCurrent Firm
DOYLE, INC.
CRD#: 144141 / SEC#: , 8-67637
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOYLE, JOHN JOSEPH | PRES/SECY/TREAS/CFO/CCO/COO | 1724233 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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