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Ann-marie Blackwood-harrilal

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CRD#: 4719670
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ann-marie Blackwood-harrilal, who also goes by Ann-marie Blackwood, was a registered financial professional .

Ann-marie is a previously registered financial professional and started their career in finance in 2007. Ann-marie had worked at 6 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ann-Marie Blackwood

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 30, 2012 - April 29, 2013

WORLD-XECUTION STRATEGIES

BD
CRD#: 134645
NEW YORK, NY
Past

July 21, 2011 - April 29, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

April 27, 2010 - January 19, 2011

DVB CAPITAL MARKETS LLC

BD
CRD#: 138349
NEW YORK, NY
Past

September 10, 2007 - October 8, 2009

VDM INSTITUTIONAL BROKERAGE, LLC

BD
CRD#: 39022
NEW YORK, NY
Past

May 3, 2007 - November 13, 2008

VDM TRADING, LLC

BD
CRD#: 137999
NEW YORK, NY
Past

April 23, 2007 - August 21, 2009

VDM CAPITAL MARKETS, LLC

BD
CRD#: 137874
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 27
Date: 4/21/2007
Financial and Operations Principal Examination

Current Firm


WS
WORLD-XECUTION STRATEGIES
SMF GLOBAL | WORLD-XECUTION STRATEGIES | SMF TRADING, INC.

CRD#: 134645 / SEC#: , 8-66854

BD
Cancelled by SEC on 12/26/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 01/03/2005
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WORLD-X HOLDINGS, LLCOWNER
CALLAHAN, MICHAEL LEONARDCEO/CCO2533887
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS PRINCIPAL1121231

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WORLD-XECUTION STRATEGIES

CRD#: 134645

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