Tim C. Chen

ANCHOR WEALTH MANAGEMENT

Irvine, CA 92618-4319

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CRD#: 4719484

Professional summary

Tim Chiung Chen is a registered financial advisor currently at ANCHOR WEALTH MANAGEMENT, LLC located in Irvine, California.

Tim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tim has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; VARIABLE TIME ALLOCATE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Chiung Chen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2017 - Present

ANCHOR WEALTH MANAGEMENT, LLC

Office #1: 9891 Irvine Center Drive Suite 170, Irvine, CA 92618-4319

RIA

CRD#: 287635

Irvine, CA

Past

May 1, 2017 - March 31, 2022

M. S. HOWELLS & CO.

CRD#: 104100

Irvine, CA

Past

May 6, 2005 - May 12, 2017

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

May 6, 2005 - May 12, 2017

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

February 19, 2004 - May 9, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONG BEACH , CA

Past

February 6, 2004 - May 9, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 6, 2004 - May 9, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/14/2017)

IAR

California
(3/31/2017)

IAR

Texas
(3/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/19/2013

General Securities Principal Examination

Current Firm

ANCHOR WEALTH MANAGEMENT, LLC

CRD#: 287635 / SEC#: 801-110182

RIA

Registered Investment Advisory firm - (9/21/2017 Terminated)

Arizona

Registered Investment Advisory firm - (8/14/2017 Approved)

California

Registered Investment Advisory firm - (9/15/2017 Approved)

Connecticut

Registered Investment Advisory firm - (12/7/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9891 Irvine Center Drive Suite 170, Irvine, CA 92618-4319

Mailing Address

Phone number

(949) 988-7382

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 86,963,575

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tim C. Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Chiung Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2004

Series 24

Date: 4/19/2013

Current Firm

ANCHOR WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANCHOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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