Dana C. Rowen

CLARO ADVISORS

BOSTON, MA 02110

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CRD#: 4719436

Professional summary

Dana Christian Rowen is a registered financial advisor currently at CLARO ADVISORS INC. located in Boston, Massachusetts.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dana has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CLARO ADVISORS LLC, 535 BOYLSTON ST BOSTON MA 02116, IAR, INVESTMENT RELATED, INDEPENDENT CONTRACTOR, 40 HOURS PER WEEK. 2. CREATIVE MARKETING,LIFE INSURANCE SALES 11460 TOMAHAWK CREEK PKWY,LEAWOOD, KS 66211; INSURANCE AGENT, NOT INVESTMENT RELATED, 1 HOUR/WEEK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Christian Rowen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 10, 2012 - Present

CLARO ADVISORS INC.

Office #1: 100 High Street Suite 950, Boston, MA 02110

RIA

CRD#: 160294

BOSTON, MA

Past

February 10, 2012 - April 17, 2017

MUTUAL SECURITIES, INC.

CRD#: 13092

BOSTON, MA

Past

June 1, 2009 - February 16, 2012

MORGAN STANLEY

RIA

CRD#: 149777

WELLESLEY, MA

Past

June 1, 2009 - February 16, 2012

MORGAN STANLEY

CRD#: 149777

WELLESLEY, MA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WELLESLEY, MA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

WELLESLEY, MA

Past

July 2, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WELLESLEY, MA

Past

April 27, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WELLESLEY, MA

Past

October 24, 2003 - December 2, 2003

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARO ADVISORS INC.

CLARO ADVISORS INC. | LITCHFIELD FINANCIAL, LLC | CLARO ADVISORS, LLC | CLARO ADVISORS LLC

CRD#: 160294 / SEC#: 801-80372

RIA

Registered Investment Advisory firm - (10/8/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (10/16/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/7/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/26/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLARO ADVISORS INC.

CLARO ADVISORS INC. | LITCHFIELD FINANCIAL, LLC | CLARO ADVISORS, LLC | CLARO ADVISORS LLC

CRD#: 160294 / SEC#: 801-80372

RIA

Registered Investment Advisory firm - (10/8/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (10/16/2014 Terminated)

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Contact information

Main Address

100 High Street Suite 950, Boston, MA 02110

Mailing Address

Phone number

(800) 604-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARO ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	3,371
AUM (Assets Under Management)	$ 1,283,968,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dana C. Rowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Christian Rowen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

CLARO ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2004

SIE

Date: 4/17/2017

Series 31

Date: 7/7/2004

Series 7

Date: 4/26/2004

Series 6

Date: 10/23/2003

Current Firm

CLARO ADVISORS INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARO ADVISORS INC.

TRUST BUT VERIFY

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