Grant R. Heinitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grant R Heinitz, who also goes by Grant Randall Heinitz, was a registered financial professional .
Grant is a previously registered financial professional and started their career in finance in 2006. Grant had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - March 26, 2014
MMC SECURITIES LLC
August 1, 2012 - March 26, 2014
MMC SECURITIES LLC
February 14, 2011 - August 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 11, 2011 - August 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 2010 - January 10, 2011
CHASE INVESTMENT SERVICES CORP.
September 16, 2010 - January 10, 2011
CHASE INVESTMENT SERVICES CORP.
October 18, 2006 - August 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 18, 2006 - August 5, 2010
WELLS FARGO CLEARING SERVICES, LLC
June 29, 2006 - October 16, 2006
MORGAN STANLEY DW INC.
June 9, 2006 - October 16, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MMC SECURITIES LLC
CRD#: 103846 / SEC#: 801-60515, 8-52349
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARSH INSURANCE & INVESTMENTS LLC | SOLE MEMBER | |
| BLACKMORE, KIMBERLY LYNN | FINOP PRINCIPAL, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, DIRECTOR AND TREASURER | 2219307 |
| HUM, CHI HONG | PRESIDENT, ASSISTANT SECRETARY AND DIRECTOR | 1620728 |
| KEANE, DARREN PETER | DEPUTY CCO, DIRECTOR | 6900143 |
| KUMAR, SHIV | CEO AND DIRECTOR | 3165711 |
| MA, JOHN SUNG | PRINCIPAL OPERATIONS OFFICER | 5858075 |
| WEINSTOCK, JUDITH ANN | CCO, DIRECTOR AND SECRETARY | 8096565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
