Jerold Francus

JEFFREY MATTHEWS WEALTH MANAGEMENT

Florham Park, NJ 07932

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CRD#: 4719352

Professional summary

Jerold Francus is a registered financial advisor currently at JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC located in Florham Park, New Jersey and THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located in Florham Park, New Jersey.

Jerold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jerold has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerold Francus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2016 - Present

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

Office #1: 30b Vreeland Road Suite 210, Florham Park, NJ 07932

RIA

CRD#: 155392

Florham Park, NJ

Current

June 24, 2015 - Present

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

Office #1: 30b Vreeland Road Ste 210, Florham Park, NJ 07932

CRD#: 41282

Florham Park, NJ

Past

November 20, 2003 - June 29, 2015

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

PRINCETON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

CRD#: 155392 / SEC#: 801-132626

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

Alabama

Registered Investment Advisory firm - (6/27/2018 Approved)

California

Registered Investment Advisory firm - (6/20/2019 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2019 Approved)

Connecticut

Registered Investment Advisory firm - (6/5/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (6/12/2018 Approved)

Florida

Registered Investment Advisory firm - (6/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (8/17/2018 Approved)

Louisiana

Registered Investment Advisory firm - (1/31/2022 Approved)

Mississippi

Registered Investment Advisory firm - (2/18/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/10/2018 Approved)

New York

Registered Investment Advisory firm - (5/21/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/29/2020 Approved)

Ohio

Registered Investment Advisory firm - (1/27/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (5/11/2022 Approved)

South Carolina

Registered Investment Advisory firm - (5/4/2021 Approved)

Tennessee

Registered Investment Advisory firm - (4/17/2019 Approved)

Texas

Registered Investment Advisory firm - (2/15/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/22/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/11/2017)

IAR

Colorado
(5/31/2019)

Connecticut
(9/26/2016)

IAR

Connecticut
(8/3/2023)

Florida
(6/24/2015)

IAR

Florida
(4/2/2019)

Maryland
(1/2/2024)

New Jersey
(7/1/2015)

IAR

New Jersey
(2/11/2016)

New York
(6/24/2015)

IAR

New York
(5/21/2021)

North Carolina
(6/29/2015)

IAR

North Carolina
(11/2/2020)

Pennsylvania
(6/24/2015)

Texas
(6/24/2015)

IAR

Texas
(2/15/2022)

Virginia
(6/24/2015)

Washington
(6/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

CRD#: 155392 / SEC#: 801-132626

RIA

Registered Investment Advisory firm - (4/30/2025 Approved)

Alabama

Registered Investment Advisory firm - (6/27/2018 Approved)

California

Registered Investment Advisory firm - (6/20/2019 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2019 Approved)

Connecticut

Registered Investment Advisory firm - (6/5/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (6/12/2018 Approved)

Florida

Registered Investment Advisory firm - (6/4/2018 Approved)

Georgia

Registered Investment Advisory firm - (8/17/2018 Approved)

Louisiana

Registered Investment Advisory firm - (1/31/2022 Approved)

Mississippi

Registered Investment Advisory firm - (2/18/2022 Approved)

New Jersey

Registered Investment Advisory firm - (5/10/2018 Approved)

New York

Registered Investment Advisory firm - (5/21/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/29/2020 Approved)

Ohio

Registered Investment Advisory firm - (1/27/2022 Approved)

Oklahoma

Registered Investment Advisory firm - (5/11/2022 Approved)

South Carolina

Registered Investment Advisory firm - (5/4/2021 Approved)

Tennessee

Registered Investment Advisory firm - (4/17/2019 Approved)

Texas

Registered Investment Advisory firm - (2/15/2022 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/22/2017 Terminated)

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Contact information

Main Address

30b Vreeland Road Suite 210, Florham Park, NJ 07932

Mailing Address

Phone number

(888) 467-3636

Established

Firm type

Fiscal year end

# of Employees

Regulatory assets under management

Total Number of Accounts	360
AUM (Assets Under Management)	$ 127,200,152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerold Francus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerold Francus's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.

DAVID LERNER ASSOCIATES, INC.

Primary Firm SEC Registration

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2015

Series 63

Date: 12/10/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2003

FINRA

Current Firm

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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