Michael T. O'donnell

THE O'DONNELL GROUP

Chico, CA 95928

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CRD#: 4719248

Professional summary

Michael Thomas O'donnell, CFP®, who also goes by Mike Thomas O'donnell, is a registered financial advisor currently at THE O'DONNELL GROUP located in Chico, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Thomas O'donnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CHICO WEALTH, LLC DBA THE O'DONNELL GROUP; INVESTMENT RELATED; 2571 CALIFORNIA PARK DR, STE 130 CHICO, CA 95928; RIA; IAR; START DATE: 06/2012; APPROX 120 HRS/MO; ASSISTING IN FINANCIAL PLANNING 2) ENLOE FOUNDATION BOARD, 249 W. 6TH AVE, CHICO, CA 95926. NOT INVESTMENT RELATED, BOARD MEMBER, 4/2015-PRESENT. 1 HR/MONTH DURING TRADING, DUTIES INCLUDE ASSISTING HOSPITAL IN FUNDRAISING ACTIVITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas O'donnell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

April 18, 2013 - Present

THE O'DONNELL GROUP

Office #1: 555 Main Street Suite 400, Chico, CA 95928

RIA

CRD#: 162562

Chico, CA

Past

June 21, 2012 - September 14, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CHICO, CA

Past

September 15, 2009 - July 17, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CHICO, CA

Past

September 11, 2009 - July 17, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CHICO, CA

Past

January 2, 2009 - September 14, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

June 12, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

CHICO, CA

Past

June 8, 2007 - September 14, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CHICO, CA

Past

March 4, 2004 - June 11, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICO, CA

Past

March 4, 2004 - June 11, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICO, CA

Past

February 17, 2004 - February 25, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

CHICO, CA

Past

February 17, 2004 - February 25, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

December 20, 2003 - February 20, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROSEVILLE, CA

Past

December 4, 2003 - February 20, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 4, 2003 - February 20, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE O'DONNELL GROUP

CRD#: 162562 / SEC#: 801-107763

RIA

Registered Investment Advisory firm - (6/21/2016 Approved)

California

Registered Investment Advisory firm - (12/10/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2003

General Securities Representative Examination

Current Firm

THE O'DONNELL GROUP

CRD#: 162562 / SEC#: 801-107763

RIA

Registered Investment Advisory firm - (6/21/2016 Approved)

California

Registered Investment Advisory firm - (12/10/2016 Terminated)

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Contact information

Main Address

555 Main Street Suite 400, Chico, CA 95928

Mailing Address

Phone number

(530) 564-0960

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	806
AUM (Assets Under Management)	$ 462,234,494

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. O'donnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas O'donnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

THE O'DONNELL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2003

SIE

Date: 9/14/2018

Series 7

Date: 12/3/2003

Current Firm

THE O'DONNELL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE O'DONNELL GROUP

TRUST BUT VERIFY

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