James J. Bowers

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CRD#: 4719188

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Joseph Bowers, who also goes by Jim Bowers, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2009. James had worked at 9 firms and has passed the Series 65 exam.

Aliases

Jim Bowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 21, 2024 - July 7, 2026

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Flagstaff, AZ

Past

February 15, 2023 - April 1, 2024

WEALTH WATCH ADVISORS, INC

RIA

CRD#: 172002

Flagstaff, AZ

Past

October 25, 2019 - June 30, 2021

SIMPLICITY WEALTH

RIA

CRD#: 300572

Flagstaff, AZ

Past

February 13, 2019 - July 30, 2019

SGL FINANCIAL, LLC

RIA

CRD#: 158023

Flagstaff, AZ

Past

December 1, 2017 - December 31, 2017

SGL FINANCIAL, LLC

RIA

CRD#: 158023

Flagstaff, AZ

Past

May 9, 2017 - November 21, 2017

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

Flagstaff, AZ

Past

October 1, 2015 - November 3, 2016

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

FLAGSTAFF, AZ

Past

May 30, 2014 - August 10, 2015

SGL FINANCIAL, LLC

RIA

CRD#: 158023

FLAGSTAFF, AZ

Past

August 6, 2013 - February 3, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

FLAGSTAFF, AZ

Past

April 7, 2010 - September 12, 2011

REDHAWK WEALTH ADVISORS, INC.

RIA

CRD#: 146616

FLAGSTAFF, AZ

Past

September 14, 2009 - February 18, 2010

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

FLAGSTAFF, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2009

Uniform Investment Adviser Law Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James J. Bowers

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

SIMPLICITY WEALTH

SGL FINANCIAL, LLC

SGL FINANCIAL, LLC

REGAL INVESTMENT ADVISORS LLC

VIRTUE CAPITAL MANAGEMENT, LLC

SGL FINANCIAL, LLC

GRADIENT ADVISORS, LLC

REDHAWK WEALTH ADVISORS, INC.

GRADIENT INVESTMENTS, LLC

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2009

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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