James J. Bowers

AEGIS WEALTH MANAGEMENT

Flagstaff, AZ

Some features on this profile are disabled

CRD#: 4719188

Professional summary

James Joseph Bowers, who also goes by Jim Bowers, is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, INC. located in Flagstaff, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. James has worked at 9 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Bowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bowers & Associates, LLC; Investment-related; 2410 E. Route 66, Flagstaff, AZ 86004; Insurance Sales; Owner and Managing Member; Start date 11/2003; Approx. 20 hours/month; Approx. 5 hours/month during trading hours; Annuity, life, and health insurance marketing and sales. 2) James Bowers; Investment-related; 2410 E. Route 66, Flagstaff, AZ 86004; Insurance Sales; Licensed Insurance Agent; Start date 11/2003; Approx. 20 hours/month as Owner and Managing Member of Bowers & Associates; Approx. 5 hours/month during trading hours as Owner and Managing Member of Bowers & Associates; Annuity, life, and health insurance marketing and sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Bowers's CRS (Customer Relationship Summary).

September 14, 2009 - February 18, 2010

GRADIENT INVESTMENTS, LLC

RIA

CRD#: 141726

FLAGSTAFF, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2009

Uniform Investment Adviser Law Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James J. Bowers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Joseph Bowers's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WATCH ADVISORS, INC

SIMPLICITY WEALTH

SGL FINANCIAL, LLC

SGL FINANCIAL, LLC

REGAL INVESTMENT ADVISORS LLC

VIRTUE CAPITAL MANAGEMENT, LLC

SGL FINANCIAL, LLC

GRADIENT ADVISORS, LLC

REDHAWK WEALTH ADVISORS, INC.

GRADIENT INVESTMENTS, LLC

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2009

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors