Brian A. Heal

HEAL FINANCIAL LLC

NOVI, MI

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CRD#: 4719085

Professional summary

Brian Arthur Heal, who also goes by Brian Heal, is a registered financial advisor currently at HEAL FINANCIAL LLC located in Novi, Michigan.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Heal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent insurance agent; not investment-related; started 01/2004; approximately 25 hours per month, 20 hours during securities trading hours. 2. Major League Financial Group LLC; not investment-related; insurance agency, started November 2011; less than 5% of my time overall, which may be during securities trading hours. 3. Shady Beach LLC; holding company for rental property; not investment-related; started May 2024; less than 5% of my time overall, which may be during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Arthur Heal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2024 - Present

HEAL FINANCIAL LLC

RIA

CRD#: 329304

NOVI, MI

Past

August 26, 2021 - December 31, 2024

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

RIA

CRD#: 285611

MONTEBELLO, NY

Past

June 29, 2018 - June 17, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

SOUTHFIELD, MI

Past

April 25, 2017 - May 31, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Red Bank, NJ

Past

November 21, 2011 - April 28, 2017

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

RED BANK, NJ

Past

January 29, 2004 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BROOKLYN, NY

Past

January 29, 2004 - December 14, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

STATEN ISLAND, NY

Past

November 20, 2003 - December 31, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 20, 2003 - December 31, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/25/2024)

IAR

New Jersey
(7/30/2025)

IAR

New York
(11/4/2024)

IAR

Texas
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 12/18/2015

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/18/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEAL FINANCIAL LLC

CRD#: 329304 / SEC#:

Michigan

Registered Investment Advisory firm - (6/18/2024 Approved)

New Jersey

Registered Investment Advisory firm - (7/30/2025 Approved)

New York

Registered Investment Advisory firm - (11/4/2024 Approved)

Texas

Registered Investment Advisory firm - (7/19/2024 Conditional Restricted)

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Contact information

Main Address

Novi, MI

Mailing Address

Phone number

(844) 432-5346

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 22,394,216

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian A. Heal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Arthur Heal's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC

NYLIFE SECURITIES LLC

PURSHE KAPLAN STERLING INVESTMENTS

WOODBURY FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2021

Series 63

Date: 5/27/2004

SIE

Date: 10/1/2018

Series 22

Date: 12/18/2015

Series 6

Date: 11/18/2003

Current Firm

HEAL FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEAL FINANCIAL LLC

TRUST BUT VERIFY

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