Robert E. Masi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Emil Masi was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 6 firms and has passed the Series 82TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2019 - December 3, 2019
FORTE SECURITIES LLC
April 27, 2017 - April 4, 2025
BUCKLER SECURITIES LLC
February 20, 2017 - May 1, 2017
WHITE OAK MERCHANT PARTNERS LLC
June 26, 2015 - August 4, 2015
MARCO POLO SECURITIES INC.
November 3, 2014 - January 6, 2015
WHITE OAK MERCHANT PARTNERS LLC
October 1, 2014 - April 13, 2015
MARCO POLO SECURITIES INC.
June 19, 2014 - November 3, 2014
GOLDIN CAPITAL LLC
May 18, 2004 - July 14, 2004
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FORTE SECURITIES LLC
CRD#: 38373 / SEC#: , 8-48201
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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