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BZ

Benjjamin K. Zales

CHELSEA FINANCIAL SERVICES
Staten Island, NY 10307
Some features on this profile are disabled
CRD#: 4718659
BZ

Professional summary

Benjjamin K Zales, who also goes by Arly Parnell Denis Mr., Arly Parnell Denis, Benjjamin Zales, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Benjjamin is registered as a RR (Registered Representative) and started their career in finance in 2007. Benjjamin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Arly Parnell Denis Mr. | Arly Parnell Denis | Benjjamin Zales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT;YES;37-18 NORTHERN BLVD STE 305, LONG ISLAND CITY, NY 11101;FIXED INSURANCE;INDEPDENT INSURANCE AGENT;02/2014;25;6;SALE OF FIXED INSURANCE PRODUCTS; 2)MCROBERTS PROTECTIVE AGENCY,NO,87 NASSUA ST, NEW YORK,NY 10038,SECURITY,SECURITY GUARD,12/25/2013,104,0,PATROL AND PROTECT PARK FROM VANDALISM AND SURVEILANCE; 3)INNOVARE CONSULTING DEVELOPMENT GROUP, LLC. BROOKLYN, N.Y. (INVESTMENT RELATED)WEALTH MANAGEMENT AND INVESTMENT PLANNING, LIFE AND DISABILITY INSURANCE PLANNING. 55-65HRS/WK 5/13/2020 4) Axelon Services Corporation, Annuity sales, Agency Services Analyst Administrative wages 40 hrs.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjjamin K Zales's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 28, 2025 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307
BD
CRD#: 47770
Staten Island, NY
Past

April 22, 2021 - October 24, 2023

IP FINANCIAL ADVISORY SERVICES LLC

RIA
CRD#: 305772
Brooklyn, NY
Past

January 20, 2017 - October 24, 2023

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

February 24, 2014 - October 24, 2016

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
LONG ISLAND CITY, NY
Past

January 3, 2012 - January 9, 2014

PFS INVESTMENTS INC.

BD
CRD#: 10111
BRIARCLIFF MANOR, NY
Past

August 20, 2007 - December 31, 2011

PFS INVESTMENTS INC.

BD
CRD#: 10111
ENGLEWOOD CLIFFS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/3/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/29/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/28/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/28/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/13/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/18/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CHELSEA FINANCIAL SERVICES
CHELSEA FINANCIAL SERVICES | DBA CHELSEA FINANCIAL SERVICES | CHELSEA MORGAN SECURITIES, INC.

CRD#: 47770 / SEC#: , 8-51916

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
242 Main Street, Staten Island, NY 10307
Mailing Address
242 Main Street, Staten Island, NY 10307
Phone number
(718) 967-8400
Established
New York since 05/05/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PISAPIA, JOHN THOMASPRESIDENT2336216
SEBOLD, STEPHEN RAPHAELCHIEF COMPLIANCE OFFICER2453748

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHELSEA FINANCIAL SERVICES

CRD#: 47770Staten Island, NY 10307

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