Ryan S. Berg
WEALTH FORWARD
Fargo, ND 58104
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CRD#: 4718436
Professional summary
Ryan Steven Berg, CFP® is a registered financial advisor currently at WEALTH FORWARD, LLC located in Fargo, North Dakota.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ryan has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT DBA RANSTROM FINNANCIAL PLANNING. 2) RYAN S. BERG, CPA, NON-INVESTMENT RELATED, 808 3RD AVE S SUITE 420 FARGO, ND, OWNER, TAX PREPARATION, STARTED 1/2003, 15 HOURS/MONTH DURING TRADING HOURS, 5 HOURS/MONTH AFTER TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Steven Berg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
December 19, 2011 - Present
WEALTH FORWARD, LLC
Office #1: 2632 47th St S. Suite 107, Fargo, ND 58104RIA
CRD#: 159467
Fargo, ND
Past
October 23, 2003 - December 31, 2014
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
FARGO, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WEALTH FORWARD, LLC
RANSTROM BERG WEALTH MANAGEMENT, LLC | WEALTH FORWARD, LLC | RANSTROM FINANCIAL PLANNING SERVICES, LLC
CRD#: 159467 / SEC#: 801-77905
RIA
Registered Investment Advisory firm - (4/15/2013 Approved)Arizona
Registered Investment Advisory firm - (8/2/2013 Terminated)Minnesota
Registered Investment Advisory firm - (8/2/2013 Terminated)North Dakota
Registered Investment Advisory firm - (8/2/2013 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2013 Terminated)Texas
Registered Investment Advisory firm - (8/2/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (8/2/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Dakota(12/19/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WEALTH FORWARD, LLC
RANSTROM BERG WEALTH MANAGEMENT, LLC | WEALTH FORWARD, LLC | RANSTROM FINANCIAL PLANNING SERVICES, LLC
CRD#: 159467 / SEC#: 801-77905
RIA
Registered Investment Advisory firm - (4/15/2013 Approved)Arizona
Registered Investment Advisory firm - (8/2/2013 Terminated)Minnesota
Registered Investment Advisory firm - (8/2/2013 Terminated)North Dakota
Registered Investment Advisory firm - (8/2/2013 Terminated)Oregon
Registered Investment Advisory firm - (8/6/2013 Terminated)Texas
Registered Investment Advisory firm - (8/2/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (8/2/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2632 47th St S. Suite 107, Fargo, ND 58104
Mailing Address
Phone number
(701) 293-5789
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 965 |
| AUM (Assets Under Management) | $ 197,216,763 |
Red Flags
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Company Information
WEALTH FORWARD, LLC
CRD#: 159467Fargo, ND 58104TRUST BUT VERIFY
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