Adele B. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adele B Greene, who also goes by Adele Coppola, Adele Beth Greene, Adele Greene, Adele Beth Grenne, was a registered financial professional .
Adele is a previously registered financial professional and started their career in finance in 2004. Adele had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - December 31, 2016
WATSON & COMPANY, INC.
February 25, 2013 - August 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 21, 2013 - August 7, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2011 - February 13, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
July 1, 2011 - February 13, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
October 15, 2010 - April 13, 2011
FIFTH THIRD SECURITIES, INC.
September 30, 2010 - April 13, 2011
FIFTH THIRD SECURITIES, INC.
May 1, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2007 - October 25, 2007
MORGAN STANLEY & CO. LLC
June 22, 2007 - October 25, 2007
MORGAN STANLEY & CO. LLC
May 2, 2006 - January 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 18, 2004 - May 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WATSON & COMPANY, INC.
CRD#: 174235 / SEC#: 801-80773
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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