Anthony N. Brinda

UNDERDOG WEALTH MANAGEMENT

Maple Grove, MN 55311

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CRD#: 4718349

Professional summary

Anthony Novak Brinda is a registered financial advisor currently at UNDERDOG WEALTH MANAGEMENT, LLC located in Maple Grove, Minnesota.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Anthony has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Anthony Brinda is an Investment Adviser Representative for Paradigm, Strategies in Wealth Management, LLC. 11324 86th Ave. N., Maple Grove, MN 55369. Relationship began in January 2017. Mr. Brinda will devote approximately 25% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Novak Brinda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2014 - Present

UNDERDOG WEALTH MANAGEMENT, LLC

Office #1: 13762 Reimer Drive N, Maple Grove, MN 55311

RIA

CRD#: 152998

Maple Grove, MN

Past

February 10, 2017 - November 19, 2019

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

RIA

CRD#: 110372

MAPLE GROVE, MN

Past

November 4, 2008 - February 17, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ST PAUL, MN

Past

June 17, 2008 - February 17, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ST PAUL, MN

Past

February 23, 2006 - August 24, 2006

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MAPLE GROVE, MN

Past

April 12, 2004 - February 24, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 12, 2004 - February 24, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/16/2014)

IAR

Texas
(10/23/2015)

IAR

Wisconsin
(5/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2004

General Securities Representative Examination

Current Firm

UNDERDOG WEALTH MANAGEMENT, LLC

BRINDA, ANTHONY | UNDERDOG WEALTH MANAGEMENT, LLC

CRD#: 152998 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/11/2010 Approved)

Texas

Registered Investment Advisory firm - (10/22/2015 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/5/2020 Approved)

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Contact information

Main Address

13762 Reimer Drive N, Maple Grove, MN 55311

Mailing Address

Phone number

(763) 497-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	841
AUM (Assets Under Management)	$ 96,585,231

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony N. Brinda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Novak Brinda's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNDERDOG WEALTH MANAGEMENT, LLC

PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CETERA WEALTH SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2004

Series 7

Date: 4/9/2004

Current Firm

UNDERDOG WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNDERDOG WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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