Bryan T. Stiger
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CRD#: 4718285
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Tyrell Stiger, CFP® was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2006. Bryan had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Past
April 17, 2024 - September 23, 2025
SGL FINANCIAL, LLC
RIA
CRD#: 158023
BUFFALO GROVE, IL
Past
December 1, 2020 - March 27, 2024
BETTERMENT
RIA
CRD#: 149117
NEW YORK, NY
Past
July 14, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
CHICAGO, IL
Past
July 14, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHICAGO, IL
Past
September 12, 2014 - July 9, 2015
GUGGENHEIM INVESTMENTS
RIA
CRD#: 105477
CHICAGO, IL
Past
March 3, 2014 - July 9, 2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
chicago, IL
Past
May 31, 2011 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
LISLE, IL
Past
September 4, 2008 - May 20, 2011
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
September 6, 2006 - April 17, 2007
LASALLE CAPITAL, L.L.C.
BD
CRD#: 133526
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SGL FINANCIAL, LLC
ARGALLUS FINANCIAL | WITT FINANCIAL GROUP | WELL BEING FINANCIAL GROUP | WEALTH FINANCIAL GROUP WEST, INC. | WEALTH FINANCIAL GROUP | WEALTH FINANCIAL ADVISORY SERVICES, LLC | WEALTH FINANCIAL ADVISORY SERVICES LLC | WEALTH FINANCIAL ADVISORY SERVICES | TAMPA BAY ADVISORY, LLC | SUMMIT FINANCIAL GROUP OF TN | STANDARD CAPITAL FINANCIAL | SLOANE FINANCIAL SERVICES | SGL FINANCIAL, LLC | SCOTT TUCKER SOLUTIONS | SAFE MONEY RETIREMENT STRATEGIES | ROGERS TAX ADVISORY | PHELAN FINANCIAL SOLUTIONS | NORTHLAND FINANCIAL | MOORE FINANCIAL CONCEPTS | MC2 WEALTH MANAGEMENT | MAINSAIL WEALTH MANAGEMENT | JC FINANCIAL EDUCATORS | JARVIS LAW FIRM | INTELLECTUAL BUSINESS SOLUTIONS | GEURIN WEALTH MANAGEMENT | FLIESS FINANCIAL SERVICES, LLC | FIRST STATE FINANCIAL PLANNERS | FINANCIAL RESOURCES GROUP | FELTS FINANCIAL SERVICES | ESTATE AND WEALTH MANAGEMENT | DUELL WEALTH MANAGEMENT | DR. HAROLD WONG & ASSOCIATES | DIVECHA FINANCIAL, LLC | DEDICATED SENIOR ADVISORS | DEDICATED FINANCIAL SERVICES, LLC | CREW AND LLOYD | COWEN TAX ADVISORY GROUP | CHROBAK ADVISORY GROUP | BROWN FINANCIAL GROUP | BOWERS AND ASSOCIATES, LLC | BLUE AND GRAY FINANCIAL | BETTER LIFE FINANCIAL, LLC | AUSTIN FIRST FINANCIAL
CRD#: 158023 / SEC#: 801-96223
RIA
Registered Investment Advisory firm - (5/29/2015 Approved)Arizona
Registered Investment Advisory firm - (5/29/2015 Terminated)Arkansas
Registered Investment Advisory firm - (5/29/2015 Terminated)California
Registered Investment Advisory firm - (6/28/2015 Terminated)Colorado
Registered Investment Advisory firm - (6/19/2015 Terminated)Connecticut
Registered Investment Advisory firm - (6/1/2015 Terminated)Florida
Registered Investment Advisory firm - (5/29/2015 Terminated)Illinois
Registered Investment Advisory firm - (5/29/2015 Terminated)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Mississippi
Registered Investment Advisory firm - (5/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2015 Terminated)Oklahoma
Registered Investment Advisory firm - (5/29/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/1/2015 Terminated)South Dakota
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/29/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (5/29/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/4/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/16/2006
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
SF
SGL FINANCIAL, LLC
ARGALLUS FINANCIAL | WITT FINANCIAL GROUP | WELL BEING FINANCIAL GROUP | WEALTH FINANCIAL GROUP WEST, INC. | WEALTH FINANCIAL GROUP | WEALTH FINANCIAL ADVISORY SERVICES, LLC | WEALTH FINANCIAL ADVISORY SERVICES LLC | WEALTH FINANCIAL ADVISORY SERVICES | TAMPA BAY ADVISORY, LLC | SUMMIT FINANCIAL GROUP OF TN | STANDARD CAPITAL FINANCIAL | SLOANE FINANCIAL SERVICES | SGL FINANCIAL, LLC | SCOTT TUCKER SOLUTIONS | SAFE MONEY RETIREMENT STRATEGIES | ROGERS TAX ADVISORY | PHELAN FINANCIAL SOLUTIONS | NORTHLAND FINANCIAL | MOORE FINANCIAL CONCEPTS | MC2 WEALTH MANAGEMENT | MAINSAIL WEALTH MANAGEMENT | JC FINANCIAL EDUCATORS | JARVIS LAW FIRM | INTELLECTUAL BUSINESS SOLUTIONS | GEURIN WEALTH MANAGEMENT | FLIESS FINANCIAL SERVICES, LLC | FIRST STATE FINANCIAL PLANNERS | FINANCIAL RESOURCES GROUP | FELTS FINANCIAL SERVICES | ESTATE AND WEALTH MANAGEMENT | DUELL WEALTH MANAGEMENT | DR. HAROLD WONG & ASSOCIATES | DIVECHA FINANCIAL, LLC | DEDICATED SENIOR ADVISORS | DEDICATED FINANCIAL SERVICES, LLC | CREW AND LLOYD | COWEN TAX ADVISORY GROUP | CHROBAK ADVISORY GROUP | BROWN FINANCIAL GROUP | BOWERS AND ASSOCIATES, LLC | BLUE AND GRAY FINANCIAL | BETTER LIFE FINANCIAL, LLC | AUSTIN FIRST FINANCIAL
CRD#: 158023 / SEC#: 801-96223
RIA
Registered Investment Advisory firm - (5/29/2015 Approved)Arizona
Registered Investment Advisory firm - (5/29/2015 Terminated)Arkansas
Registered Investment Advisory firm - (5/29/2015 Terminated)California
Registered Investment Advisory firm - (6/28/2015 Terminated)Colorado
Registered Investment Advisory firm - (6/19/2015 Terminated)Connecticut
Registered Investment Advisory firm - (6/1/2015 Terminated)Florida
Registered Investment Advisory firm - (5/29/2015 Terminated)Illinois
Registered Investment Advisory firm - (5/29/2015 Terminated)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Mississippi
Registered Investment Advisory firm - (5/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2015 Terminated)Oklahoma
Registered Investment Advisory firm - (5/29/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/1/2015 Terminated)South Dakota
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/29/2015 Terminated)Wisconsin
Registered Investment Advisory firm - (5/29/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1130 W Lake Cook Road Suite 150, Buffalo Grove, IL 60089
Mailing Address
Phone number
(888) 245-2388
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,251 |
| AUM (Assets Under Management) | $ 218,580,905 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
