Charlton B. Rhoads
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charlton Baird Rhoads, who also goes by Charlie Baird Rhoads, was a registered financial professional .
Charlton is a previously registered financial professional and started their career in finance in 2004. Charlton had worked at 5 firms and has passed the Series 66, SIE, Series 79, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2017 - June 27, 2017
BURCH & COMPANY, INC
February 12, 2015 - April 10, 2015
FFEC WEALTH PARTNERS LLC
February 11, 2015 - April 10, 2015
FFEC WEALTH PARTNERS LLC
April 15, 2009 - February 27, 2013
KESTRA INVESTMENT SERVICES, LLC
June 11, 2007 - February 27, 2013
KESTRA INVESTMENT SERVICES, LLC
June 2, 2005 - June 12, 2007
CETERA ADVISORS LLC
March 11, 2004 - January 14, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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