Eileen I. Lojacono

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CRD#: 4718021

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eileen Isabelle Lojacono, who also goes by Eileen Isabelle Slattery, was a registered financial professional .

Eileen is a previously registered financial professional and started their career in finance in 2003. Eileen had worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eileen Isabelle Slattery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 10, 2006 - September 17, 2012

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

GARDEN CITY SOUTH, NY

Past

March 15, 2006 - October 20, 2006

HSBC SECURITIES (USA) INC.

CRD#: 19585

GARDEN CITY, NY

Past

November 7, 2003 - October 22, 2004

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/4/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/6/2003

General Securities Representative Examination

Current Firm

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, INC. | ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454 / SEC#: 801-70990, 8-41750

Terminated by SEC on 09/13/2016

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Contact information

Main Address

550 Gateway Drive Suite 210, Napa, CA 94558

Mailing Address

Phone number

Established

Delaware since 06/27/2012

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ESSEX NATIONAL HOLDING COMPANY, LLC	OWNER
AMARANTE, STEPHEN PAUL	CHAIRMAN OF BOARD OF DIRECTORS	3165067
COONEY, JOHN MICHAEL	COO, CHIEF COMPLIANCE OFFICER, CFO, TREASURER, ROSFP	1326757
CUMMINGS, WILLIAM FRANCIS	DIRECTOR	4761165
DAVIS, SCOTT KELSO	PRESIDENT, CEO, DIRECTOR	1252573

Disclosures

Regulatory Event

Red Flags

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