Bernardo Martins Ribeiro De Araujo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernardo Martins Ribeiro De Araujo, who also goes by Bernardo M Araujo, Bernardo Martins Araujo, Bernardo Araujo, Bernar Martinsribeirodearaujo, was a registered financial professional .
Bernardo is a previously registered financial professional and started their career in finance in 2003. Bernardo had worked at 4 firms and has passed the Series 63, Series 66, Series 3, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2025 - July 7, 2026
BANCO DO BRASIL SECURITIES LLC
October 1, 2025 - July 7, 2026
BANCO DO BRASIL SECURITIES LLC
September 8, 2023 - September 3, 2025
XP ADVISORY US, INC.
April 6, 2023 - September 3, 2025
XP INVESTMENTS US, LLC
October 29, 2003 - February 2, 2004
SANDS BROTHERS & CO., LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/6/2023
General Securities Representative ExaminationCurrent Firm
BANCO DO BRASIL SECURITIES LLC
CRD#: 132701 / SEC#: , 8-66625
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DO BRASIL S.A. | SOLE MEMBER | |
| ABREU, JULIANO MARCATTO DE | MEMBER OF THE BOARD OF DIRECTORS | 7971425 |
| FRANCA, MELISSA BUENO | CHIEF COMPLIANCE OFFICER & AMLCO | 5185735 |
| FRUET JUNIOR, JOAO FRANCISCO | MEMBER OF THE BOARD OF DIRECTORS | 6759546 |
| INCERROMEO, MARIA ESTIBALIZ | CHIEF INVESTMENT OFFICER | 5885341 |
| MOREIRA, JEFERSON MUNHOZ | CHIEF BUSINESS OFFICER / BOM | 5083219 |
| PORTNOFF, DAVID ROSS | FINOP/CFO | 2977967 |
| RIOS NOGALES GARCES, FABIO LUIS | PRINCIPAL OPERATIONS OFFICER | 5788772 |
| ROSSI, GUILHERME ALEXANDRE | MEMBER OF THE BOARD OF DIRECTORS | 7824752 |
| SILVA ROSOSTOLATO, DIOGO | CHIEF EXECUTIVE OFFICER | 7629292 |
| VEZZARO, JULIO CESAR | MEMBER OF THE BOARD OF DIRECTORS | 7425235 |
Disclosures
| Civil Event | 1 |
Red Flags
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